Running Head: DIVERSITY AND MENTORING

 

 

 

 

 

 

Mentoring in Academia:

Considerations for Diverse Populations

 

William E. Sedlacek

University of Maryland

 

Eric Benjamin

Montgomery College

 

Lewis Z. Schlosser

Seton Hall University

 

Hung-Bin Sheu

University of Maryland

 

 

 

 

 

 

 

 

 

Mentoring has become widely accepted as an important process in professional development across a number of fields. In fact, theoretical and empirical research on mentoring has grown significantly in recent years. Some noteworthy areas include models of mentoring relationships, research on the mentor-protégé relationship, the process and outcome of mentoring relationships, and dysfunctional mentoring, to name a few (Barnett, 1984; Bode, 1999; Healy & Welchert, 1990; Jacobi, 1991; Johnson & Huwe, 2003; Kram, 1985; Stafford & Robbins, 1991; Wilde & Schau, 1991). This increased attention to mentoring has improved the quantity and, more importantly, the quality of the research being conducted on mentoring. Therefore, it appears that mentoring is an important construct worthy of further discussion. In this chapter we will discuss some of the research on mentoring in academic settings including an emphasis on diversity issues. We will then discuss a model for organizing and evaluating diversity-related mentoring, followed by examples of mentoring for African American and Asian Americans and conclude the chapter with some final comments.

Academic Focus

Because of the variety of arenas within which mentoring can occur, we believe that it is important to limit our work to retain a sharp focus. Hence, this chapter will concentrate on mentoring in academic settings, specifically the student-faculty relationship. Within academia, student-faculty relationships tend to be more formalized, with the most common type being the advisor-advisee relationship in graduate school (Schlosser & Gelso, 2001; Schlosser, Knox, Moskovitz, & Hill, 2003; Schlosser, Talleyrand, Lyons, Kim, & Johnson, 2005).  Research has shown that students almost always have an advisor (Schlosser & Gelso, 2001), but only 50 to 66 percent report having a mentor (Atkinson, Casas, & Neville, 1994; Clark, Harden, & Johnson, 2000; Cronan-Hillix, Davidson, Cronan-Hillix, & Gensheimer, 1986; Hollingsworth & Fassinger, 2002; Johnson, Koch, Fallow, & Huwe, 2000). So, while our focus is on mentoring, it is important to note that many mentors are also advisors, and researchers have speculated that positive advising relationships and mentoring relationships are quite similar (Schlosser & Gelso, 2001; Schlosser & Gelso, in press).

Graduate Training

In addition to focusing on academic settings, we are also limiting our work to mentoring relationships in graduate training. Although mentoring relationships can and do occur between student and faculty members at all levels of higher education, we are focusing on mentoring in graduate school for several reasons. First, the extant research on student-faculty mentoring is overwhelmingly focused on the graduate-level mentoring relationship. Second, student-faculty mentoring relationships are an inherent part of the graduate training models for many disciplines. As such, graduate school is typically viewed as an extension of the apprentice-master model of learning a trade; as such, it naturally follows that the relationship between mentor and protégé is a variable of critical importance. Third, graduate-level mentoring relationships are qualitatively different than those at the undergraduate level. Mentors are likely to be more invested in their graduate student protégés than their undergraduate ones because (a) the relationship will be longer with a graduate student protégé, (b) many graduate student protégés will become colleagues with their mentor after graduation (Schlosser et al., 2003), and (c) graduate student protégés come to their mentoring relationships with more complex and sophisticated thinking abilities than do their undergraduate counterparts. For all of these reasons, we are focusing on graduate-level mentoring relationships. That being said, some of our conclusions may be applicable to the undergraduate mentor-protégé relationship. Readers interested in undergraduate mentoring and diversity issues are directed to the relevant literature (e.g., Good, Halpin, & Halpin, 2000; Grant-Thompson & Atkinson, 1997; Kim, Goto, Bai, Kim, & Wong, 2001; Santos & Reigadas, 2002).

Mentoring and Advising

In preparing our work here, we reviewed relevant literature on both mentor-protégé and advisor-advisee relationships in graduate school. We chose this course because, as noted above and elsewhere, students are much more likely to have an advisor than they are to have a mentor, especially in academia where such relationships are formalized (Schlosser & Gelso, 2001). In addition, while advising and mentoring are not synonymous, they do share certain characteristics and thus the advising literature can be informative vis-à-vis mentoring. For example, a positive advising relationship is characterized by good advisor-advisee rapport and by the advisor facilitating the advisee’s professional development (Schlosser & Gelso, 2001; Schlosser & Gelso, in press), as well as the advisee feeling supported, respected, and valued by the advisor (Schlosser et al., 2003). The descriptions of the important aspects of advising relationships appear quite similar to how mentoring relationships are frequently described by the two-factor model (i.e., psychosocial and career-related functions). In the advising literature, these factors are typically referred to as interpersonal and instructional aspects, respectively. In fact, advisees might refer to their advisors as mentors, even if their formal relationship and means of coming together was for advising. It is unlikely, however, that someone who disliked their advisor would refer to that person as a mentor because of the inherent positive connotation contained within the word mentor (Schlosser & Gelso, 2001). Advising and mentoring, then, share some characteristics, but also diverge in certain areas. Material from both of these literatures can and will enhance our discussion of diversity issues in academic mentoring relationships.

Noncognitive Variables and Diversity

One way to understand the notion of developmental level, as well as other important contextual variables that can affect the student-faculty relationship, is through the use of noncognitive variables (Sedlacek, 1996, 2003a, 2004a). Briefly, the noncognitive variables include (a) positive self-concept, (b) realistic self-appraisal, (c) understands and deals with racism and other “-isms, (d) preference for long-range goals, (e) availability of strong support person, (f) successful leadership experience, (g) demonstrated community service, and (h) knowledge acquired in a field. These noncognitive variables have been shown to assess the potential abilities of students from diverse backgrounds, specifically those whose racial and cultural socialization experiences differ from the “traditional” White, male, heterosexual, Christian, middle-to upper-middle-class Eurocentric experience (Sedlacek, 1996, 2003a, 2004a). For the purposes of our work here, we will refer to people from diverse backgrounds as nontraditional students.

Mentoring and Noncognitive Variables

There are several advantages to employing noncognitive variables in mentoring nontraditional students. First, since noncognitive variables have been shown to correlate with the academic success of nontraditional students the mentor can emphasize the very attributes that relate to desirable protégé outcomes (Sedlacek, 2004a). Second, the noncognitive variables are developmental in nature and students can be evaluated on their progress along the dimensions (Sedlacek, 1991, 1994; Westbrook & Sedlacek, 1988). Third, there are methods available to assess each of the noncognitive variables in several ways (Sedlacek, 2004a). Fourth, using noncognitive variables allows for the training of mentors around a structure that can be practiced and duplicated for many mentors so they are operating in a similar and coordinated manner. Exhibit 1 contains a description of the noncognitive variables suggested in this chapter.

Having defined the noncognitive variables, we can now examine some ways that we might introduce them into a mentoring relationship. Students can be mentored by identifying behaviors associated with good or poor performance on each of the variables (see Exhibit 2). Mentors can do a self-assessment on each of the variables to determine their strengths and weaknesses in working on each dimension. For example, one advisor may be particularly effective at helping protégés set long-term goals while another might be better at assisting them in learning to negotiate the system. While most of the research with these noncognitive variables has been with undergraduate students, Sedlacek (2003a, 2004a,b) has discussed the value of the noncognitive variables in working with graduate and professional students of color, including a number of principles, techniques, and examples in working with the variables.

The noncognitive variables can be used along with any other variables, models, or techniques that are employed in whatever role or type of mentoring is involved. Teachers, advisors, or counselors who use the system can expect to obtain better student outcomes in terms of grades, retention, and satisfaction, as well as greater satisfaction themselves in employing something systematic with demonstrated utility in an area that often produces confusion and anxiety.

The noncognitive variables provide an important link between the two main foci of our chapter; that is, mentoring and issues related to cultural diversity. Our conception of diversity includes attending to issues being faced by People of Color, women, and lesbian, gay, bisexual, and transgender (LGBT) persons. The use of noncognitive variables with individuals from these groups is discussed in Sedlacek (2004a). While we also believe that other variables such as religion, social class, and ability status are important to consider vis-à-vis the mentoring relationship, the extant literature focuses more on issues pertaining to race, gender, and sexual orientation (Schlosser et al., 2005). In addition, our space limits a complete discussion of all diversity variables. Hence, we have used race as the primary cultural characteristic in the two groups focused on later in this chapter. We made this decision because of the ways that race informs culturally-appropriate interpersonal interactions (Helms & Cook, 1999) and the extent to which our understanding of race has historically served to advance our understanding of culture along other dimensions (e.g., sexual orientation identity development, Mohr, 2002). It is important to note that this discussion could be applied to other nontraditional student groups (e.g., LGBT individuals).

We believe that it is important to concentrate on diversity issues in mentoring for a number of reasons. First, nontraditional students have been historically under-represented in academia, and as a result, we don’t know as much about mentoring for these groups of people, including what works for whom and under what set of circumstances. Second, students of color represent a small, but growing number of new doctorates in psychology (Kohout & Wicherski, 2003). If this trend holds true for other disciplines, then it appears critical for all academics to know how mentoring relationships for nontraditional students differ from those relationships with a traditional student, as well as knowing how to mentor nontraditional and traditional students with equal effectiveness. This latter issue is especially important because the existing research (e.g., Atkinson et al., 1994; Pope-Davis et al., 1997; Schlosser et al., 2005) suggests that mentoring experiences are different for those in socially- privileged groups (e.g., Whites, men, Christians, heterosexuals) than those in socially-oppressed groups (e.g., People of Color, women, LGBT persons, religious minorities). Finally, we also know that the presence (or absence) of mentors of color is an important variable in the professional development of psychology doctoral students of color (Pope-Davis et al., 1997). This need for mentors for students of color has been stressed in other scholarly work as well (e.g., Blackwell, 1989; Brinson & Kottler, 1993). Therefore, it appears that addressing the under-representation of nontraditional students and faculty in academia is critical, and one in which mentoring can play an important role.

Research on Academic Mentoring

In general, research on student-faculty relationships shows a number of benefits associated with mentoring. Some examples include academic success (e.g., timely completion of one’s degree; Johnson & Huwe, 2003), research productivity (Cronan-Hillix et al., 1986), positive professional development (Schlosser et al., 2003), and satisfaction with graduate school (Clark et al., 2000; Cronan-Hillix et al., 1986).

With regard to gender, it is somewhat surprising to report that no significant gender differences have been found in terms of (a) finding a mentor (Clark et al., 2000; Cronan-Hillix et al., 1986; Ragins, 1999), (b) initiating and maintaining mentoring relationships (Clark et al., 2000, Gilbert, 1985; Ragins, 1999), (c) functions provided by mentors (Ragins, 1999), and (d) outcomes of mentoring relationships (Ragins, 1999). However, much of this literature is based on mentoring in the workplace, rather than in academic settings. Despite these findings, several key issues may emerge for female protégés in colleges and universities, including dealing with sexism, gender-role stereotypes, and potential sexual attraction in cross-sex mentoring relationships.

            That women face many systemic obstacles such as discouraging comments, differential opportunities, and sexual harassment has been well documented (Ancis and Phillips, 1996; Brush, 1991).  How well they learn to make the education system work for them is predictive of their grades in college (Ancis and Sedlacek, 1997) and mentoring can help women negotiate the sexism they encounter (Sedlacek, 2004a).  Evidence also exists that women experience an academic climate that interferes with the ability to do realistic appraisals of their academic abilities (Ancis and Phillips, 1996; Brush, 1991).  These difficulties bring about a corresponding decrease in academic and career aspirations from their first year to their last year in school (Ossana, Helms and Leonard, 1992).  Women who are able to make realistic self-appraisals have been shown to get higher grades in a university than those who have difficulty with such assessments (Ancis and Sedlacek, 1997). Again, mentoring can assist women in making more realistic appraisals of their abilities (Sedlacek, 2004a).

With regard to race, research reveals several obstacles for students of color to obtain mentoring. Some examples include (a) a lack of faculty role models of color (Pope-Davis et al., 1997), (b) differences in cultural values between mentor and protégé (Goto, 1999), (c) not understanding the importance of good mentoring to success in one’s career (Grant-Thompson & Atkinson, 1997), and (d) reluctance entering a cross-race advising or mentoring relationship (Brinson & Kottler, 1993). In addition, faculty members may believe one or more myths about mentoring students of color (see Brown, Davis, and McClendon, 1999), and faculty of color may be overwhelmed with requests for mentorship from students of color.

Finally, recent research from the advising literature has indicated that the student-faculty advising relationship is related to a number of important outcomes for both faculty-advisor (e.g., Knox, Schlosser, Pruitt, & Hill, 2005; Schlosser & Gelso, 2001) and student-advisee (Schlosser et al., 2003; Schlosser & Gelso, in press). Specifically, the advising relationship has been shown to be related in theoretically consistent ways to (a) student research self-efficacy, attitudes toward research, and interest in science and practice, and (b) advisor satisfaction with the advising relationship, as well as the costs and benefits for advising. These findings suggest it is important to consider the needs of both mentor and the protégé, even though the overwhelming majority of research in this area is focused on the protégé-student-advisee.

Mentoring African Americans

 

Traditionally, the selection of a mentor or protégé has followed the dictum of shared interests, values or traits (Olian, Carroll, Giannantonio, & Feren 1988).  The rationale behind this is that the greater the commonality of the relationship, the greater the ability to foster empathy. The mentor-protégé relationship for African American students has tended to be defined racially (Collins, Kamya, & Tourse, 1997). However, as the enrollment of African Americans on college campuses increases, the ability to achieve same group mentoring has decreased.  According to the National Center for Education Statistics (2003), there are only 1.6 African American faculty members for every 100 African American students although the ratio is better at Historically Black Colleges and Universities (HBCUs) (Provasnik, Shafer, & Snyder, 2004). This is in contrast to the experience of White students who have 4.4 White faculty members for every 100 students.  The ratio for African American students to African American faculty becomes even more disproportionate in math and empirical sciences.

Previous research has shown that the presence of a mentor is related to retention for African American students across majors and types of institutions (Vann Lynch, 2002; Sedlacek, 2004a) However, it appears that same-race mentor-protégé relationships for students and academic faculty at predominantly White institutions (PWIs) require greater effort on the part of African American faculty and students than do their counterparts at HBCUs. This implied racial and cultural affirmation of HBCUs has traditionally been seen as an additional “selling point” for these institutions.  According to research cited at the official website for the United Negro College Fund,

HBCUs, because of their unique sensibility to the special needs of young African American minds, remain the institutions that demonstrate the most effective ability to graduate African American students who are poised to be competitive in the corporate, research, academic, governmental and military arenas (http://www.uncf.org/aboutus/hbcus.as).

The simple mathematic reality of same-race mentoring for African American students is that they will be waiting in a long line for the time and attention of a faculty member who will probably either be non-tenured or not on a tenure track.  This last demographic trend is important to note because it further demonstrates that the majority of available African American academic faculty mentors may be relatively young in their professional development, not seeking academic advancement, or have been unsuccessful at achieving academic advancement for whatever reasons.  Collins, Kamya, & Tourse (1997) found that 79% of the African American students in their study had a mentor.  Of those African American students who had a mentor, 80% of their mentors were African American. However, there were only 35 participants in their study.  When the number of students increases, the ability of African American faculty to provide mentoring becomes not only onerous, but potentially detrimental to their scholarly productivity and professional advancement (Vann Lynch, 2002).  So many of the African American faculty members available to serve as mentors may be encountering the same issues of mentoring and professional development that their protégés are negotiating. Sedlacek and Brooks (1976) discuss this dilemma and provide a six stage model to guide mentors in working with faculty and students of color. The noncognitive variables shown in Exhibit 1 can be useful in mentoring Black students about graduate school opportunities (Sedlacek, 2003b), and their success while in graduate school (Davidson and Foster-Johnson, 2002).

Psychosocial and Career Aspects of Mentoring African Americans

As was discussed earlier, a two factor model of the relationship between mentor and protégé provides a useful, but limited framework.  The psychosocial/interpersonal and career-related/instructional does define very important aspects of the relationship, but there is also the interaction among interpersonal and instructional roles and identities.  Benjamin (1995) found that African American students at PWIs construct bipartite identities that consist of a personal/cultural self and an academic/institutional self.  However, one key area both selves shared in common is how racism influences their identities on both a personal and institutional level.  This appears consistent with the noncognitive variable of learning how to navigate the explicit and implicit values and practices of academic institutions, and by realizing that all institutions of higher education are firmly embedded in larger cultural systems.

Psychosocial Aspects

An important aspect of the professional development of the protégé may not be just their career development, but the role that race may or not consciously play in their identity development.  As was mentioned previously, the common trait between the otherwise discrete paths of career development and personal identity for African American college students is the experience of racism.  More succinctly, the experiences of personal racism and institutional racism may be connected for many African American protégés. In order to understand the dynamics of race in the mentor/protégé relationship, the area of counselor training and therapeutic supervision may provide an instructive model.  According to Bradley (as cited in Cook, 1994, p.4), “…supervision is intended to assist supervisees in integrating their personal and professional identities.”  In order to explore the supervisory relationship, Cook (1994) applied a mainstream approach (Constantine, Richards, Benjamin, & Wilson, 1998) which is characterized by the development of ego statuses that reflect varying degrees of racial self-awareness ranging from internalized feelings of inferiority to feelings of cultural acceptance of one’s self and others (Cross, 1995; Helms, 1994).  According to Cook (1994) the combination of different racialized ego-statuses between mentor and protégé can be both predictive and descriptive of possible strengths and limitations of the dyad.

Although the mainstream approaches have become popular conceptualizations of racial identity for African Americans and People of Color, there exist many other types of theories.  For example, African-Centered models (Akbar, 1979; Baldwin, 1984) do not focus on the process of identity development per se, but on the role that African and African American culturally defined values and practices of African Americans.  Applying African-Centered theories to the mentor/protégé relationship would be based not only on understanding the beliefs and values of African American protégés and mentors, but also on understanding the role and relevance of African American culture in defining the sense of self for both the mentor and protégé.  For example, an African American mentor at a conformist ego-status would place a different value on the role of African American cultural values in defining their professional identity than a protégé at the internalization status.  This incongruity could be a source of conflict, but the process of negotiating and ameliorating the incongruity could be a necessary component for future professional development for the protégé.

Career Aspects

On a prima facie level this seems to be the most straight forward part of the relationship between mentors of any race and African American protégés. It would seem that the steps needed to become an engineer (for example) are clear and prescriptive. “In order to become an engineer, you should do this, this, and that at this time.” However, the basis of noncognitive predictors of college student retention demonstrates that different groups of students employ different skills at different times to solve the same problem (Sedlacek, 2004a).  Both the publishers of the most widely used career inventory, the Strong Interest Inventory (SII) (Prince, 1995), and subsequent empirical attempts to validate the SII (Lattimore & Borgen, 1999) have reservations about the validity of the instrument with African American populations. According to Lattimore and Borgen (1999, p. 186), “The combination of the diverse research findings and numerous limitations makes final conclusions about cross-cultural validity difficult.”  They further assert more research needs to examine the effect that racial differences have on SII scores.  Additionally, to confound matters, there appears to be more in-group than between-group racial variability in career interests, and it is within these vague areas of understanding racial differences that the mentor-protégé relationship exists.

Regardless of the race of the mentor, the belief that two people should make the assumption of similar career motivations, goals, and values, because they share the same demographic racial group is naïve at best, and racist at worst.  This is not to deny that within same race mentor-protégé relationships there may be the benefit of the normalization of common racial experiences, which potential benefit is not without the possible cost of resource and time demands on both the mentor and protégé.  Also, because the influence and role of race is a ubiquitous issue in not just career development, but in human development, it is benefited by the mentor understanding the racial transference and counter-transference that exists between them and their protégé in terms of psychosocial development (Ladany, Constantine, Miller, Erickson, & Muse-Burke, 2000).   The role of race may not be the primary issue within all mentor and protégé relationships, but the agreement on the role of race in the mentor-protégé relationship should be a function of the needs and role of the relationship.  Additionally, the exploration of racial development should not be limited by unresolved issues of race, power, and entitlement.

Within all of the aforementioned theories of racial identity, the one core theme is that race can play a role in defining both same and cross-race mentor/protégé relationships in both psychosocial and career development.  Race may not be an overt feature of the relationship, but racial issues should not be ignored in order to explore career development for African American college students.  Failure to address the role of race in the relationship can limit what the experience of supervision/mentoring has to offer.  Concurrently, working through the parallel process of race may serve as a vehicle for both the protégé and mentor to better understand the interpersonal and career aspects of their own identity development.

Mentoring Asian Americans

As of 2001, 12.5 million U.S. residents identified themselves as Asian Americans, which was 4.4% of the total population and represented an increase of more than 50% since 1990 (U.S. Census Bureau, 2002; 2003). For individuals 25 years and older, Asian Americans have the highest proportion that held a bachelor’s degree or more (49.8%) in comparison with other racial groups (U.S. Census Bureau, 2004). Furthermore, in 2001, more than 937,000 Asian Americans were enrolled in college, which represented a 54% increase since 1991 (American Council on Education, 2005). Despite these data, literature on mentoring Asian American students in educational settings is scarce. Researchers (e.g., Goto, 1999) have offered possible explanations for the lack of attention in this area, including the model minority myth and culturally incongruent mentorship. Nevertheless, Asian American college students do have their adjustment concerns and needs (Liang & Sedlacek, 2003b). Successful mentorship can help Asian American students in many ways, including easing difficulties in transition to college, improving their satisfaction with college life and a chosen major, and developing their professional skills, confidence, and personal and professional identity.

Model Minority Myth

For years, Asian Americans have been perceived as the “model minority” group, members of which are supposed to perform well in educational settings (Liang & Sedlacek, 2003a; Sedlacek, 2004a). This stereotype may perpetuate the impression that Asian Americans have encountered very few barriers in higher education and that mentoring programs should be targeting other minority students who do not perform as well (Kodama, McEwen, Liang, & Lee, 2002). Also, the academic success of Asian Americans may mask the complete picture of their college experiences, excluding issues related to psychosocial adjustment and psychological well-being (Sandhu, 1997, Kim, Goto, Bai, Kim, & Wong, 2001).

However, a closer and deeper scrutiny of the status of Asian American students often yields a different story that contrasts sharply with popular views of their academic successes. Many writers have indicated the importance of recognizing the extreme diversity within the Asian American population as reflected by country of origin, language, socio-economic status, and so forth (e.g., Maki & Kitano, 2002; Uba, 1994). Despite the high percentage of Asian Americans who hold a bachelor’s degree, some Asian American subgroups constitute a large undereducated mass. For example, of those individuals over 25, 42.9% of all Asian Americans/Pacific Islanders had at least a bachelor’s degree, whereas fewer than 10% of individuals from some Southeast Asian subgroups, such as Cambodians, Laotians, and Hmongs had such degrees (Le, 2005a, 2005b). This bimodal distribution clearly indicates the enormous within-group differences among Asian Americans. It may also imply that Asian American students could benefit from mentoring and that mentoring programs should be tailored to fit the differing needs of Asian American subgroups.

Mentoring: A Culturally Incongruent Path to Success?

In her review, Goto (1999) suggested that cultural reasons (e.g., incompatibility between Asian and U.S. mainstream cultures) might explain why some Asian Americans are reluctant to seek guidance and help from mentors, especially from those who are White. Through interviewing 25 first-year Asian American college students, Goto found that most interviewees believed that they would benefit from participation in a mentoring program for better adjustment, and 54% of them thought the program would help them develop cultural identity. However, several Asian American students later dropped out of the program because they worried that the program brought undesired attention to cultural differences and participation might result in separation and pressure from peers. A possible explanation is that a formal mentoring program as such might introduce the cultural conflict between individualism (seeking mentoring/help for oneself) and collectivism (fitting in with the ethnic group) for Asian American students. Another survey study showed that Asian American college students were more likely to participate in peer mentoring programs when these programs were designed to meet their needs (e.g., ease transition to college, strengthen ethnic identity, counter the model minority myth) (Kim, Goto, Bai, Kim, & Wong, 2001). In spite of the paucity of empirical research, findings from the above two studies suggest that Asian American college students have their psychosocial needs, face unique adjustment issues, and can benefit from mentoring programs that are compatible with their cultural values.

Asian Cultural Values

Cultural values, such as collectivism versus individualism, have significant effects on social relationships (Chen, Brockner, & Chen, 2002). Research reviewed in the previous section and other literatures (e.g., counseling psychology) suggest the importance of considering the cultural values of Asian American students when developing mentoring programs (Atkinson, Lowe, & Matthews, 1995; Bui & Takeuchi, 1992). Therefore, it is imperative that non-Asian mentors familiarize themselves with Asian cultural values and understand the role these values might have on the mentoring relationship with Asian American students. Although the Asian American population is composed of many different subgroups, individuals who can trace their cultural roots back to Asia may share some cultural patterns and a sense of commonality (Chung, 1992; Sue & Sue, 2003). Below is an overview of core Asian cultural values and how they might influence the mentoring relationship.

Collectivism versus individualism as a cultural value

 Major differences between U.S. and Asian societies can be found in contrasting individualist versus collectivist cultures, in which individuals in collectivist cultures tend to value the needs and desires of the group over the needs and desires of the individual, whereas people in individualist cultures have the opposite tendency (Kim, Triandis, Kâğitçibaşi, Choi, & Yoon, 1994). Collectivist relationships are characterized by loyalty and obligation, and friendships are kept within the in-group, a set of people with whom one belongs and identifies (e.g., relatives, friends). On the other hand, individualists tend to see relationships opportunistically, and friendships are by personal choice, unconstrained by in-group ties (Myers, 1996). As suggested by Goto’s (1999) study, Asian American students were reluctant to single themselves out of their cultural groups when participating in a mentoring program. Therefore, mentors and student service professionals should try to resolve this dilemma and develop new approaches to maintain the connection of Asian Americans to their cultural groups while offering necessary mentoring and guidance.

Hierarchical nature of relationships and well-defined social roles

 Embedded in Asian cultures is a hierarchical social structure, where authority, leadership and responsibility are at the top. Asian Americans tend to behave passively toward their superiors and show deference to their elders, which is often how mentors are perceived by their Asian American students. Every individual in this hierarchical structure has distinct obligations; and the role of each member in the hierarchical social structure is clear and apparent, and remain relatively stable (Paniagua, 1994). The hierarchical nature of relationships is in sharp contrast to the egalitarian and horizontal social structure of White American culture.

One-way communication from an authority figure to persons in a group is also more the norm in Asian society (Chung, 1992; Sue & Sue, 2003). Silence and lack of eye contact often occur when Asian American students listen or speak to someone higher in the hierarchy, such as parents, instructors, and mentors. Obedience and compliance may prompt Asian American students to await instructions from their mentors. Therefore, non-Asian/Asian American Mentors should keep in mind that they may be expected to play a more active and directive role and should prepare themselves for the possibility of developing a more formal relationship with their Asian American students at the beginning stage of their mentoring relationship. While it may be beneficial for non-Asian/Asian American mentors and Asian American students to find a middle ground in the collectivist-individualist continuum, failure to meet Asian American student cultural needs may result in the premature termination of the mentoring relationship.

Public repression of problems 

In general, individuals heavily influenced by Asian cultural values tend to restrict any discussion of personal problems, including physical and mental illness (Paniagua, 1994). Members of the family are not encouraged to express their problems to people outside the group, especially to strangers. Also, one way to fulfill one’s family obligations is not to create problems (Chung, 1992; Uba, 1994). This tendency plays an important role in prohibiting Asian American students from expressing and admitting their problems in settings outside their family, such as in mentoring. Non-Asian/Asian American mentors need to be culturally sensitive and develop their skills in creating a safe mentoring relationship in which Asian American students can feel freely to seek help and explore themselves.

Acculturation and Ethnic Identity Development

In addition to cultural values, acculturation level appears relevant in developing an effective mentoring relationship with Asian Americans given that many are foreign born (Sue & Sue, 2003). The concept of psychological acculturation may be particularly useful as it emphasizes the effect of acculturation on individual adaptation (Berry, 1980; Szapocznik, Scopetta, Kurtines, & Aranalde, 1978). The four types of adaptation – assimilation, integration, separation, and marginalization – provide non-Asian/Asian American mentors a framework to understand the various issues that Asian American  protégés might encounter in adjusting to college. Counseling research has supported the hypothesis that more acculturated Asian American college students perceived counseling professionals more favorably as sources of help for personal/emotional issues than less acculturated ones (Atkinson & Gim, 1989; Tracey, Leong, & Glidden, 1986; Zhang & Dixon, 2003). It seems reasonable that non-Asian/Asian American mentors could apply findings from the counseling literature and should take acculturation levels into consideration when mentoring Asian American students.

Another variable that might have an effect on the mentoring relationship is the racial/ethnic identity of mentors and protégés. As suggested by Helms and Cook (1999), where the therapist and the client stand in their own racial identity development process has bearing on the nature and quality of the therapeutic relationship, which, in turn, would predict therapy outcomes. The same logic could be argued for the cross-cultural mentoring relationship as it represents one form of various helping relationships. It would be most helpful when non-Asian/Asian American mentors are at a more advanced (or at least equal) status of racial/ethnic identity development than their Asian American students. The mentoring relationship could be problematic if Asian American students were at a more mature identity status than their mentors, as this disparity might create tension in the relationship and it might be difficult for students to receive useful guidance on their identity development from mentors. Therefore, it is important for mentors to understand themselves as racial/ethnic beings and attend to how their own racial and cultural socialization experiences might play a positive or negative role in developing an effective mentoring relationship with Asian American students (Schlosser, Lyons, Talleyrand, Kim, & Johnson, 2005). Furthermore, several racial/ethnic identity development models have been proposed specifically for Asian American (e.g., Lee, 1989; Kim, 1981; S. Sue & Sue, 1971). These models may provide guidance for mentors to help their students explore who they are as Asian Americans and help mentors better understand the process that Asian American students go through to achieve a clear racial identity.

The Big Bang or Another Universe?

Are we able to use general references on the mentoring/advising/counseling process and apply them to People of Color, or do we need research and models unique to those students?  As with conceptions of diversity, we feel that both are useful. By examining the evidence on the mentor/protégé relationship for all groups we set a context to study and analyze useful ideas and limitations in those studies and models. In turn, as we examine some of the issues specific to students of color, we find research evidence and theory that goes beyond the overall models. We feel that by employing the noncognitive variable approach discussed above and shown in Exhibits 1 and 2, mentors of any race or gender and protégés from any nontraditional group can come together for mutual development. It is a bicultural experience for both to consider general and specific principles in that relationship.

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